Regulatory Consultancy

RFS has the skill and experience to help you navigate the regulatory landscape. We will help you interpret new features of regulation and determine what they mean for your conduct risk strategy, ensuring the right controls are implemented.

At all times, we remain objective and impartial, asking why things are done the way they are, and looking for better ways of doing things.

Our management team is represented on the FCA Skilled Persons Panel, has worked directly for the ombudsman, held senior control functions in large regulated firms and enabled some of the largest scale remediation projects in the UK.

We will ensure that your operations, processes and policies all result in good customer outcomes.

Services

Latest Articles

Insurers and Appointed Representatives – W...

07/08/2018 by

In recent years the general insurance sector has thrived. The Appointed Representative (AR) Network model has […]

Read >

Managing the Unexpected

23/07/2018 by

Spikes in demand are inevitable, and often unexpected.  In recent years the financial services sector has […]

Read >

Assuring good outcomes in a digital world

22/06/2018 by

Online banking is fast becoming the norm and brings with it many benefits. However it is […]

Read >