Regulatory Consultancy

RFS has the skill and experience to help you navigate the regulatory landscape. We will help you interpret new features of regulation and determine what they mean for your conduct risk strategy, ensuring the right controls are implemented.

At all times, we remain objective and impartial, asking why things are done the way they are, and looking for better ways of doing things.

Our management team is represented on the FCA Skilled Persons Panel, has worked directly for the ombudsman, held senior control functions in large regulated firms and enabled some of the largest scale remediation projects in the UK.

We will ensure that your operations, processes and policies all result in good customer outcomes.

Services

Latest Articles

A new era for SIPPs?

15/11/2018 by

The Berkeley Burke court ruling has the potential to prompt increased regulatory action in the Self-invested […]

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Vulnerable Customers: Are you getting it r...

30/10/2018 by

Organisations are now being asked to assess, identify and take action in response to customer vulnerability; […]

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A new world for the insurance sector

02/10/2018 by

The Insurance Distribution Directive (IDD) signals some subtle, but critical changes to the current day procedures. […]

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