Regulatory Consultancy

RFS has the skill and experience to help you navigate the regulatory landscape. We will help you interpret new features of regulation and determine what they mean for your conduct risk strategy, ensuring the right controls are implemented.

At all times, we remain objective and impartial, asking why things are done the way they are, and looking for better ways of doing things.

Our management team is represented on the FCA Skilled Persons Panel, has worked directly for the ombudsman, held senior control functions in large regulated firms and enabled some of the largest scale remediation projects in the UK.

We will ensure that your operations, processes and policies all result in good customer outcomes.

Services

Latest Articles

RFS LISTED IN THE 2018 FT1000.

10/04/2018 by

RFS has been listed for a second successive year in the FT1000, the complete list of […]

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Culture is measured by its outcomes

by

Our latest paper explores the FCA views on culture in financial services and how outcome testing can be a potent agent for change.

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Press Release: RFS acquires recruitment fi...

03/01/2018 by

Regulatory Finance Solutions Limited (RFS) has acquired City recruitment firm Essentia. The investment further enhances the […]

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