The way a firm handles a customer complaint can prove to be a key moment of […]
The way a firm handles a customer complaint can prove to be a key moment of […]
Customer outcomes are a critical indicator of conduct and culture. The regulator now expects firms to […]
The Berkeley Burke court ruling has the potential to prompt increased regulatory action in the Self-invested […]
Read >Organisations are now being asked to assess, identify and take action in response to customer vulnerability; […]
Read >The Insurance Distribution Directive (IDD) signals some subtle, but critical changes to the current day procedures. […]
Read >Managing a large, complex, financial services organisation is a perennial challenge. The opportunity for things to […]
Read >Regulatory Finance Solutions Ltd. (“RFS”) has made a further £1.5m equity investment in ByzGen Ltd. (“ByzGen”), […]
Read >In recent years the general insurance sector has thrived. The Appointed Representative (AR) Network model has […]
Read >RFS is connected to the largest UK wide network of Financial Services associates. Our specialists have worked across all areas from PPI to Investment Reviews and from Case Handler to Operations Director.
Find out moreRFS has the skill and experience to help you navigate the regulatory landscape. We will help you interpret new features of regulation and determine what they mean for your conduct risk strategy, ensuring the right controls are implemented.
Find out moreCustomer outcomes are a critical indicator of conduct and culture. The regulator now expects firms to […]
Read >The way a firm handles a customer complaint can prove to be a key moment of […]
Read >Setting up a new bank requires significant upfront investment ahead of achieving scale; and one of […]
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