Author: James Nethercott

A new era for SIPPs?

15/11/2018 by

The Berkeley Burke court ruling has the potential to prompt increased regulatory action in the Self-invested […]

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Vulnerable Customers: Are you getting it r...

30/10/2018 by

Organisations are now being asked to assess, identify and take action in response to customer vulnerability; […]

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A new world for the insurance sector

02/10/2018 by

The Insurance Distribution Directive (IDD) signals some subtle, but critical changes to the current day procedures. […]

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Pre-empt spikes and stay ahead of the curve

27/09/2018 by

Managing a large, complex, financial services organisation is a perennial challenge. The opportunity for things to […]

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Press Release: Regulatory Finance Solution...

26/09/2018 by

Regulatory Finance Solutions Ltd. (“RFS”) has made a further £1.5m equity investment in ByzGen Ltd. (“ByzGen”), […]

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Insurers and Appointed Representatives – W...

07/08/2018 by

In recent years the general insurance sector has thrived. The Appointed Representative (AR) Network model has […]

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Latest Articles

Good outcomes demand an external view

29/05/2019 by

Customer outcomes are a critical indicator of conduct and culture. The regulator now expects firms to […]

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Digitalisation demands complaints excellence

05/03/2019 by

The way a firm handles a customer complaint can prove to be a key moment of […]

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The challenge for the Challengers

17/01/2019 by

Setting up a new bank requires significant upfront investment ahead of achieving scale; and one of […]

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