Regulatory Consultancy

RFS has the skill and experience to help you navigate the regulatory landscape. We will help you interpret new features of regulation and determine what they mean for your conduct risk strategy, ensuring the right controls are implemented.

At all times, we remain objective and impartial, asking why things are done the way they are, and looking for better ways of doing things.

Our management team is represented on the FCA Skilled Persons Panel, has worked directly for the ombudsman, held senior control functions in large regulated firms and enabled some of the largest scale remediation projects in the UK.

We will ensure that your operations, processes and policies all result in good customer outcomes.

Services

Latest Articles

Doing the Right Thing for Vulnerable Custo...

05/11/2020 by

There is little doubt that the number of UK adults who could be identified as vulnerable […]

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CBILS/BBLS – How Prepared are You?

12/10/2020 by

With early repayments and initial customer communications due as soon as January, how prepared are you […]

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The Landscape Post Covid

by

While the real impact of COVID-19 has yet to play out, firms are now starting to […]

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